IN THE MATTER OF THE FINANCIAL SERVICES REVIEW REGULATIONS 2001

TAKE NOTICE that on Thursday 13th September 2012 at 10am in the Committee Room, Ground Floor, Murray House, Mount Havelock, Douglas the Financial Services Tribunal will convene to hear the appeal of:

Mr Pritesh Ramesh Desai, Appeal No. FST/2011-06;

Mr Nigel Andrew Anthony McFarlane, Appeal No. FST/2011-07; and

Mrs Jayne Marian Evett, Appeal No. FST/2011-08

against the issue and terms of a Warning Notice dated 24th October 2011 which was issued to each appellant by the Financial Supervision Commission pursuant to section 11 of the Financial Services Act 2008.

The above oral hearing is open for members of the public to attend.

Dated this 16 day of August 2012.

Issued by Mr R.N. Quinn, Clerk to the Financial Services Tribunal.