| Proposed Oversight of Recognised Auditors under Statutory Audit Directive (2006/43/EC) | Information | 21 October 2009 | Not applicable | | Roxanne Oldham |
| Treasury Share Regulations | Closed Consultation | 5 February 2010 | 19 February 2010 | | Roxanne Oldham |
| Financial Services Legislation approved by Tynwald | Final Version | 23 November 2009 | Not applicable | | Shirley Corlett |
| Limited Partnerships - Optional Separate Legal Personality | Closed Consultation | 23 October 2009 | 4 December 2009 | | Gillian Prestwich |
| Consultation on the Review of
Collective Investment Schemes Legislation
| Closed Consultation | 22 October 2009 | 18 December 2009 | | Claire Whitelegg |
| Review of Financial Services Legislation Consultation Comments and updated Draft Legislation for Information | Closed Consultation (UPDATE) | 29 June 2009 | Not applicable | | Shirley Corlett |
| Consultation on the Review of Financial Services Legislation | Closed consultation | 29 June 2009 | 10 August 2009 | | Shirley Corlett |
| Auditor oversight to satisfy the terms of the EU Statutory Audit Directive (2006/43/EC) | Closed consultation | 30 March 2009 | 8 May 2009 | | Gillian Prestwich |
| Discussion document: the 2009 review of the
Supervisory Approach
| Closed consultation | 9 March 2009 | 14 April 2009 | | Paul de Weerd |
| A Consultative Paper on the draft Financial Services (Gateways) Order 2008 | Closed consultation | 25 November 2008 | 12 December 2008 | | Gillian Prestwich |
| Consultation on the Financial Services (Appointment of a Manager) Order | Closed consultation | 1 September 2008 | 10 October 2008 | | Shirley Corlett |
| CAROL 10 - Industry Comments on the consultative paper on the Regulated Activities Order and Exemption Regulations and Publication of the entire Financial Services Rule Book including the Interpretation Schedule | Closed consultation | 28 April 2008 | 6 May 2008 | | Shirley Corlett |
| CAROL 9 – Information and consultation on the secondary legislation under the Financial Services Bill | Closed consultation | 28 April 2008 | | | Nicola Barfoot |
| Consultation on the Collective Investment Schemes (Definition) Order 2008 | Closed consultation | 25 March 2008 | 25 April 2008 | Document | Claire Whitelegg |
| Options for change to the Depositors’ Compensation Scheme | Closed consultation | 6 March 2008 | 31 March 2008 | | Susan Woolard |
| Further consultation on the Anti-Money Laundering (“AML”) and Countering the Financing of Terrorism (“CFT”) Handbook and the Financial Services (Money Laundering and Financing of Terrorism) Rule Book [2008] | Closed consultation | 4 February 2008 | 29 February 2008 | | Paul Heckles |
| CAROL 8 – Further Consultation on the Regulated Activities Order and Exemption Regulations | Closed consultation | 17 January 2008 | 15 February 2008 | Document | Shirley Corlett |
| CAROL 7 – Further Consultation on the Financial Services Rule Book | Closed consultation | 17 January 2008 | 15 February 2008 | Document | Shirley Corlett |
| Companies Amendment Bill Consultation Paper | Closed consultation | 4 January 2008 | 15 February 2008 | | Liz Berry |
| Consultation on the regulation of Money Service Businesses including e-money providers
| Closed consultation | 17 December 2007 | 8 February 2008 | Document | David Hodgson |
| CAROL 6 - Further Consultation on the Financial Services Rule Book | Closed consultation | 4 December 2007 | 31 January 2008 | Document | Shirley Corlett |
| Company Officers Disqualification Bill 2007 | Closed consultation | 16 October 2007 | 11 December 2007 | | Liz Berry |
| Consultation on the Collective Investment Schemes Bill 2007 | Closed consultation | 28 September 2007 | 2 November 2007 | Document | Claire Whitelegg |
| CAROL 5 – Further Consultation on the Financial Resources and Audit Requirements Chapters of the Rule Book | Closed consultation | 24 September 2007 | 16 November 2007 | | Shirley Corlett |
| Licensing Policy for certain Functionaries of Collective Investment Schemes | Closed consultation | 21 September 2007 | 19 October 2007 | Discussion Document | Claire Whitelegg |
| Anti-Money Laundering (“AML”) and Countering the Financing of Terrorism (“CFT”) Handbook; and Consultation on the Financial Services (Money Laundering and Financing of Terrorism) Rule Book [2008] | Closed consultation | 21 September 2007 | 16 November 2007 | | Paul Heckles |
| Policy Statement on Hedge Fund Valuation | Closed consultation | 2 August 2007 | 21 September 2007 | Discussion Document | Claire Whitelegg |
| Specialist and Qualifying Investor Funds | Closed consultation | 1 August 2007 | | Document | Claire Whitelegg |
| Regulation of Money Service Businesses | Closed consultation | 4 May 2007 | | Document | David Hodgson |
| CAROL 4 – Consultation on the Financial Resources and Audit Requirements Chapters of the Rule Book | Closed consultation | 16 April 2007 | | Document | Shirley Corlett |
| CAROL 3 - Consultation on the Financial Services Bill | Closed consultation | 21 December 2006 | | | Liz Berry |
| A Discussion Paper on Proposals for the Regulation of Electronic Money Providers | Closed consultation | 14 December 2006 | | | David Hodgson 01624 689380 |
| CAROL 2 - Proposals for Regulated Activities, Exclusions and Exemptions | Closed consultation | 1 June 2006 | | | Shirley Corlett - 01624 689323 |
| CAROL 1 - Review and Consultation of the Financial Services Regulatory Legislation | Closed consultation | 6 March 2006 | | | Jane Bates 01624 689334 |