PRE-1.8.08 Licenceholders only

PRE-1.8.08 licenceholders

The following links will take you to the legislation and guidance that is relevant to PRE-1.8.08 licenceholders, ie licenceholders holding licences issued before 1st August 2008. PRE-1.8.08 licenceholders will be regulated under pre 2008 legislation (Codes, Regulations, etc) until 31st December 2008, except for requirements relating to anti money laundering.

With effect from 1st August 2008 new requirements relating to anti money laundering apply to ALL licenceholders. The POST-1.8.08 licenceholders handbooks, key documents and legislation will apply to PRE-1.8.08 licenceholders from 1st January 2009.

Key documents for PRE-1.8.08 licenceholders may be found in the following handbooks, which are produced to assist licenceholders to understand and meet regulatory requirements and will apply to PRE-1.8.08 licenceholders until 31st December 2008:

• Banks handbook
• Building Societies handbook
• Collective Investment Schemes handbook
• Fiduciary Service Providers handbook
• Investment Businesses handbook

Other key documents for PRE-1.8.08 licenceholders:

• Financial Services Rule Book 2008 - Part 9 only
• Supervisory Approach
• PQs & BQs
• Licensing policy

Please note that this area of the website will be revised for January 2009 to remove transitional legislation and guidance.

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